TILOS-HDSI Seminar: ComPO: Preference Alignment via Comparison Oracles

Tianyi Lin, Columbia University
Direct alignment methods are increasingly used for aligning large language models (LLMs) with human preferences. However, these methods suffer from the likelihood displacement, which can be driven by noisy preference pairs that induce similar likelihood for preferred and dis-preferred responses. To address this issue, we consider doing derivative-free optimization based on comparison oracles. First, we propose a new preference alignment method via comparison oracles and provide convergence guarantees for its basic mechanism. Second, we improve our method using some heuristics and conduct the experiments to demonstrate the flexibility and compatibility of practical mechanisms in improving the performance of LLMs using noisy preference pairs. Evaluations are conducted across multiple base and instruction-tuned models with different benchmarks. Experimental results show the effectiveness of our method as an alternative to addressing the limitations of existing methods. A highlight of our work is that we evidence the importance of designing specialized methods for preference pairs with distinct likelihood margins.
Tianyi Lin is an assistant professor in the Department of Industrial Engineering and Operations Research (IEOR) at Columbia University. His research interests lie in generative artificial intelligence, optimization for machine learning, game theory, social and economic network, and optimal transport. He obtained his Ph.D. in Electrical Engineering and Computer Science at UC Berkeley, where he was advised by Professor Michael Jordan and was associated with the Berkeley Artificial Intelligence Research (BAIR) group. From 2023 to 2024, he was a postdoctoral researcher at the Laboratory for Information & Decision Systems (LIDS) at Massachusetts Institute of Technology, working with Professor Asuman Ozdaglar. Prior to that, he received a B.S. in Mathematics from Nanjing University, a M.S. in Pure Mathematics and Statistics from University of Cambridge and a M.S. in Operations Research from UC Berkeley.